Investor Complaints: Investment Advisory
Data for the month ending December 31, 2021
Sr No. Received from Pending at the end of last month Received Resolved* Total Pending# Pending complaints > 3months Average Resolution time^ (in days)
1 Directly from Investors 0 14 13 1 0 11.46
2 SEBI (SCORES) 1 1 2 0 0 12
3 Other Sources (if any) 0 0 0 0 0 NA
4 Grand Total 1 15 15 1 0

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints
Sr No. Month Carried forward from previous month Received Resolved* Pending#
1 April, 2021 0 2 2 0
2 May, 2021 0 5 3 2
3 June, 2021 2 6 6 2
4 July, 2021 2 2 3 1
5 August, 2021 1 3 3 1
6 September, 2021 1 0 0 1
7 October, 2021 1 0 0 1
8 November, 2021 1 0 0 1
9 December, 2021 1 15 15 1
10 Grand Total 9 33 32 10

Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints
Sr No. Year Carried forward from previous year Received Resolved** Pending##
1 2018-19 0 13 12 1
2 2019-20 1 15 16 0
3 2020-21 0 30 30 0
4 Grand Total 1 58 58 1

Inclusive of complaints of previous years resolved in the current year.

## Inclusive of complaints pending as on the last day of the year.

Investor Complaints: Portfolio Management Services
Data for the month ending 31-Dec-2021
Sr No. Received from Pending at the end of last month Received Resolved* Total Pending# Pending complaints > 3 months Average Resolution time^ (in days)
1 Directly from Investors 0 0 0 0 0 NA
2 SEBI (SCORES) 0 0 0 0 0 NA
3 Other Sources (If any) 0 0 0 0 0 NA
4 Grand Total 0 0 0 0 0 NA

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints
Sr No. Month Carried forward from previous month Received Resolved* Pending#
1 April, 2021 0 0 0 0
2 May, 2021 0 0 0 0
3 June, 2021 0 0 0 0
4 July, 2021 0 0 0 0
5 August, 2021 0 0 0 0
6 September, 2021 0 0 0 0
7 October, 2021 0 0 0 0
8 November, 2021 0 0 0 0
9 December, 2021 0 0 0 0
10 Grand Total 0 0 0 0

Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints
Sr No. Year Carried forward from previous year Received Resolved** Pending##
1 2018-19 0 0 0 0
2 2019-20 0 0 0 0
3 2020-21 0 0 0 0
4 Grand Total 0 0 0 0

Inclusive of complaints of previous years resolved in the current year.

## Inclusive of complaints pending as on the last day of the year.

SEBI Registration Details
Registered Name: Purnartha Investment Advisers Private Limited
Type of registration: Non-Individual Investment Advisor Portfolio Manager
Registration No: INA000000672 INP000007021
Validity: Dec 26, 2013- Perpetual Jul 23, 2020- Perpetual

CIN.: U 72200 PN 2011 PTC 138994

Email: principalofficer-IA@purnartha.com

Telephone (Principal Officer): 020 4912 7100